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Network Working Group                                       J. Rosenberg
Request for Comments: 3261                                   dynamicsoft
Obsoletes: 2543                                           H. Schulzrinne
Category: Standards Track                                    Columbia U.
                                                            G. Camarillo
                                                                Ericsson
                                                             A. Johnston
                                                                WorldCom
                                                             J. Peterson
                                                                 Neustar
                                                               R. Sparks
                                                             dynamicsoft
                                                              M. Handley
                                                                    ICIR
                                                             E. Schooler
                                                                    AT&T
                                                               June 2002

                    SIP: Session Initiation Protocol

Status of this Memo

   This document specifies an Internet standards track protocol for the
   Internet community, and requests discussion and suggestions for
   improvements.  Please refer to the current edition of the "Internet
   Official Protocol Standards" (STD 1) for the standardization state
   and status of this protocol.  Distribution of this memo is unlimited.

Copyright Notice

   Copyright (C) The Internet Society (2002).  All Rights Reserved.

Abstract

   This document describes Session Initiation Protocol (SIP), an
   application-layer control (signaling) protocol for creating,
   modifying, and terminating sessions with one or more participants.
   These sessions include Internet telephone calls, multimedia
   distribution, and multimedia conferences.

   SIP invitations used to create sessions carry session descriptions
   that allow participants to agree on a set of compatible media types.
   SIP makes use of elements called proxy servers to help route requests
   to the user's current location, authenticate and authorize users for
   services, implement provider call-routing policies, and provide
   features to users.  SIP also provides a registration function that
   allows users to upload their current locations for use by proxy
   servers.  SIP runs on top of several different transport protocols.



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RFC 3261            SIP: Session Initiation Protocol           June 2002


Table of Contents

   1          Introduction ........................................    8
   2          Overview of SIP Functionality .......................    9
   3          Terminology .........................................   10
   4          Overview of Operation ...............................   10
   5          Structure of the Protocol ...........................   18
   6          Definitions .........................................   20
   7          SIP Messages ........................................   26
   7.1        Requests ............................................   27
   7.2        Responses ...........................................   28
   7.3        Header Fields .......................................   29
   7.3.1      Header Field Format .................................   30
   7.3.2      Header Field Classification .........................   32
   7.3.3      Compact Form ........................................   32
   7.4        Bodies ..............................................   33
   7.4.1      Message Body Type ...................................   33
   7.4.2      Message Body Length .................................   33
   7.5        Framing SIP Messages ................................   34
   8          General User Agent Behavior .........................   34
   8.1        UAC Behavior ........................................   35
   8.1.1      Generating the Request ..............................   35
   8.1.1.1    Request-URI .........................................   35
   8.1.1.2    To ..................................................   36
   8.1.1.3    From ................................................   37
   8.1.1.4    Call-ID .............................................   37
   8.1.1.5    CSeq ................................................   38
   8.1.1.6    Max-Forwards ........................................   38
   8.1.1.7    Via .................................................   39
   8.1.1.8    Contact .............................................   40
   8.1.1.9    Supported and Require ...............................   40
   8.1.1.10   Additional Message Components .......................   41
   8.1.2      Sending the Request .................................   41
   8.1.3      Processing Responses ................................   42
   8.1.3.1    Transaction Layer Errors ............................   42
   8.1.3.2    Unrecognized Responses ..............................   42
   8.1.3.3    Vias ................................................   43
   8.1.3.4    Processing 3xx Responses ............................   43
   8.1.3.5    Processing 4xx Responses ............................   45
   8.2        UAS Behavior ........................................   46
   8.2.1      Method Inspection ...................................   46
   8.2.2      Header Inspection ...................................   46
   8.2.2.1    To and Request-URI ..................................   46
   8.2.2.2    Merged Requests .....................................   47
   8.2.2.3    Require .............................................   47
   8.2.3      Content Processing ..................................   48
   8.2.4      Applying Extensions .................................   49
   8.2.5      Processing the Request ..............................   49



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   8.2.6      Generating the Response .............................   49
   8.2.6.1    Sending a Provisional Response ......................   49
   8.2.6.2    Headers and Tags ....................................   50
   8.2.7      Stateless UAS Behavior ..............................   50
   8.3        Redirect Servers ....................................   51
   9          Canceling a Request .................................   53
   9.1        Client Behavior .....................................   53
   9.2        Server Behavior .....................................   55
   10         Registrations .......................................   56
   10.1       Overview ............................................   56
   10.2       Constructing the REGISTER Request ...................   57
   10.2.1     Adding Bindings .....................................   59
   10.2.1.1   Setting the Expiration Interval of Contact Addresses    60
   10.2.1.2   Preferences among Contact Addresses .................   61
   10.2.2     Removing Bindings ...................................   61
   10.2.3     Fetching Bindings ...................................   61
   10.2.4     Refreshing Bindings .................................   61
   10.2.5     Setting the Internal Clock ..........................   62
   10.2.6     Discovering a Registrar .............................   62
   10.2.7     Transmitting a Request ..............................   62
   10.2.8     Error Responses .....................................   63
   10.3       Processing REGISTER Requests ........................   63
   11         Querying for Capabilities ...........................   66
   11.1       Construction of OPTIONS Request .....................   67
   11.2       Processing of OPTIONS Request .......................   68
   12         Dialogs .............................................   69
   12.1       Creation of a Dialog ................................   70
   12.1.1     UAS behavior ........................................   70
   12.1.2     UAC Behavior ........................................   71
   12.2       Requests within a Dialog ............................   72
   12.2.1     UAC Behavior ........................................   73
   12.2.1.1   Generating the Request ..............................   73
   12.2.1.2   Processing the Responses ............................   75
   12.2.2     UAS Behavior ........................................   76
   12.3       Termination of a Dialog .............................   77
   13         Initiating a Session ................................   77
   13.1       Overview ............................................   77
   13.2       UAC Processing ......................................   78
   13.2.1     Creating the Initial INVITE .........................   78
   13.2.2     Processing INVITE Responses .........................   81
   13.2.2.1   1xx Responses .......................................   81
   13.2.2.2   3xx Responses .......................................   81
   13.2.2.3   4xx, 5xx and 6xx Responses ..........................   81
   13.2.2.4   2xx Responses .......................................   82
   13.3       UAS Processing ......................................   83
   13.3.1     Processing of the INVITE ............................   83
   13.3.1.1   Progress ............................................   84
   13.3.1.2   The INVITE is Redirected ............................   84



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   13.3.1.3   The INVITE is Rejected ..............................   85
   13.3.1.4   The INVITE is Accepted ..............................   85
   14         Modifying an Existing Session .......................   86
   14.1       UAC Behavior ........................................   86
   14.2       UAS Behavior ........................................   88
   15         Terminating a Session ...............................   89
   15.1       Terminating a Session with a BYE Request ............   90
   15.1.1     UAC Behavior ........................................   90
   15.1.2     UAS Behavior ........................................   91
   16         Proxy Behavior ......................................   91
   16.1       Overview ............................................   91
   16.2       Stateful Proxy ......................................   92
   16.3       Request Validation ..................................   94
   16.4       Route Information Preprocessing .....................   96
   16.5       Determining Request Targets .........................   97
   16.6       Request Forwarding ..................................   99
   16.7       Response Processing .................................  107
   16.8       Processing Timer C ..................................  114
   16.9       Handling Transport Errors ...........................  115
   16.10      CANCEL Processing ...................................  115
   16.11      Stateless Proxy .....................................  116
   16.12      Summary of Proxy Route Processing ...................  118
   16.12.1    Examples ............................................  118
   16.12.1.1  Basic SIP Trapezoid .................................  118
   16.12.1.2  Traversing a Strict-Routing Proxy ...................  120
   16.12.1.3  Rewriting Record-Route Header Field Values ..........  121
   17         Transactions ........................................  122
   17.1       Client Transaction ..................................  124
   17.1.1     INVITE Client Transaction ...........................  125
   17.1.1.1   Overview of INVITE Transaction ......................  125
   17.1.1.2   Formal Description ..................................  125
   17.1.1.3   Construction of the ACK Request .....................  129
   17.1.2     Non-INVITE Client Transaction .......................  130
   17.1.2.1   Overview of the non-INVITE Transaction ..............  130
   17.1.2.2   Formal Description ..................................  131
   17.1.3     Matching Responses to Client Transactions ...........  132
   17.1.4     Handling Transport Errors ...........................  133
   17.2       Server Transaction ..................................  134
   17.2.1     INVITE Server Transaction ...........................  134
   17.2.2     Non-INVITE Server Transaction .......................  137
   17.2.3     Matching Requests to Server Transactions ............  138
   17.2.4     Handling Transport Errors ...........................  141
   18         Transport ...........................................  141
   18.1       Clients .............................................  142
   18.1.1     Sending Requests ....................................  142
   18.1.2     Receiving Responses .................................  144
   18.2       Servers .............................................  145
   18.2.1     Receiving Requests ..................................  145



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   18.2.2     Sending Responses ...................................  146
   18.3       Framing .............................................  147
   18.4       Error Handling ......................................  147
   19         Common Message Components ...........................  147
   19.1       SIP and SIPS Uniform Resource Indicators ............  148
   19.1.1     SIP and SIPS URI Components .........................  148
   19.1.2     Character Escaping Requirements .....................  152
   19.1.3     Example SIP and SIPS URIs ...........................  153
   19.1.4     URI Comparison ......................................  153
   19.1.5     Forming Requests from a URI .........................  156
   19.1.6     Relating SIP URIs and tel URLs ......................  157
   19.2       Option Tags .........................................  158
   19.3       Tags ................................................  159
   20         Header Fields .......................................  159
   20.1       Accept ..............................................  161
   20.2       Accept-Encoding .....................................  163
   20.3       Accept-Language .....................................  164
   20.4       Alert-Info ..........................................  164
   20.5       Allow ...............................................  165
   20.6       Authentication-Info .................................  165
   20.7       Authorization .......................................  165
   20.8       Call-ID .............................................  166
   20.9       Call-Info ...........................................  166
   20.10      Contact .............................................  167
   20.11      Content-Disposition .................................  168
   20.12      Content-Encoding ....................................  169
   20.13      Content-Language ....................................  169
   20.14      Content-Length ......................................  169
   20.15      Content-Type ........................................  170
   20.16      CSeq ................................................  170
   20.17      Date ................................................  170
   20.18      Error-Info ..........................................  171
   20.19      Expires .............................................  171
   20.20      From ................................................  172
   20.21      In-Reply-To .........................................  172
   20.22      Max-Forwards ........................................  173
   20.23      Min-Expires .........................................  173
   20.24      MIME-Version ........................................  173
   20.25      Organization ........................................  174
   20.26      Priority ............................................  174
   20.27      Proxy-Authenticate ..................................  174
   20.28      Proxy-Authorization .................................  175
   20.29      Proxy-Require .......................................  175
   20.30      Record-Route ........................................  175
   20.31      Reply-To ............................................  176
   20.32      Require .............................................  176
   20.33      Retry-After .........................................  176
   20.34      Route ...............................................  177



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   20.35      Server ..............................................  177
   20.36      Subject .............................................  177
   20.37      Supported ...........................................  178
   20.38      Timestamp ...........................................  178
   20.39      To ..................................................  178
   20.40      Unsupported .........................................  179
   20.41      User-Agent ..........................................  179
   20.42      Via .................................................  179
   20.43      Warning .............................................  180
   20.44      WWW-Authenticate ....................................  182
   21         Response Codes ......................................  182
   21.1       Provisional 1xx .....................................  182
   21.1.1     100 Trying ..........................................  183
   21.1.2     180 Ringing .........................................  183
   21.1.3     181 Call Is Being Forwarded .........................  183
   21.1.4     182 Queued ..........................................  183
   21.1.5     183 Session Progress ................................  183
   21.2       Successful 2xx ......................................  183
   21.2.1     200 OK ..............................................  183
   21.3       Redirection 3xx .....................................  184
   21.3.1     300 Multiple Choices ................................  184
   21.3.2     301 Moved Permanently ...............................  184
   21.3.3     302 Moved Temporarily ...............................  184
   21.3.4     305 Use Proxy .......................................  185
   21.3.5     380 Alternative Service .............................  185
   21.4       Request Failure 4xx .................................  185
   21.4.1     400 Bad Request .....................................  185
   21.4.2     401 Unauthorized ....................................  185
   21.4.3     402 Payment Required ................................  186
   21.4.4     403 Forbidden .......................................  186
   21.4.5     404 Not Found .......................................  186
   21.4.6     405 Method Not Allowed ..............................  186
   21.4.7     406 Not Acceptable ..................................  186
   21.4.8     407 Proxy Authentication Required ...................  186
   21.4.9     408 Request Timeout .................................  186
   21.4.10    410 Gone ............................................  187
   21.4.11    413 Request Entity Too Large ........................  187
   21.4.12    414 Request-URI Too Long ............................  187
   21.4.13    415 Unsupported Media Type ..........................  187
   21.4.14    416 Unsupported URI Scheme ..........................  187
   21.4.15    420 Bad Extension ...................................  187
   21.4.16    421 Extension Required ..............................  188
   21.4.17    423 Interval Too Brief ..............................  188
   21.4.18    480 Temporarily Unavailable .........................  188
   21.4.19    481 Call/Transaction Does Not Exist .................  188
   21.4.20    482 Loop Detected ...................................  188
   21.4.21    483 Too Many Hops ...................................  189
   21.4.22    484 Address Incomplete ..............................  189



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   21.4.23    485 Ambiguous .......................................  189
   21.4.24    486 Busy Here .......................................  189
   21.4.25    487 Request Terminated ..............................  190
   21.4.26    488 Not Acceptable Here .............................  190
   21.4.27    491 Request Pending .................................  190
   21.4.28    493 Undecipherable ..................................  190
   21.5       Server Failure 5xx ..................................  190
   21.5.1     500 Server Internal Error ...........................  190
   21.5.2     501 Not Implemented .................................  191
   21.5.3     502 Bad Gateway .....................................  191
   21.5.4     503 Service Unavailable .............................  191
   21.5.5     504 Server Time-out .................................  191
   21.5.6     505 Version Not Supported ...........................  192
   21.5.7     513 Message Too Large ...............................  192
   21.6       Global Failures 6xx .................................  192
   21.6.1     600 Busy Everywhere .................................  192
   21.6.2     603 Decline .........................................  192
   21.6.3     604 Does Not Exist Anywhere .........................  192
   21.6.4     606 Not Acceptable ..................................  192
   22         Usage of HTTP Authentication ........................  193
   22.1       Framework ...........................................  193
   22.2       User-to-User Authentication .........................  195
   22.3       Proxy-to-User Authentication ........................  197
   22.4       The Digest Authentication Scheme ....................  199
   23         S/MIME ..............................................  201
   23.1       S/MIME Certificates .................................  201
   23.2       S/MIME Key Exchange .................................  202
   23.3       Securing MIME bodies ................................  205
   23.4       SIP Header Privacy and Integrity using S/MIME:
              Tunneling SIP .......................................  207
   23.4.1     Integrity and Confidentiality Properties of SIP
              Headers .............................................  207
   23.4.1.1   Integrity ...........................................  207
   23.4.1.2   Confidentiality .....................................  208
   23.4.2     Tunneling Integrity and Authentication ..............  209
   23.4.3     Tunneling Encryption ................................  211
   24         Examples ............................................  213
   24.1       Registration ........................................  213
   24.2       Session Setup .......................................  214
   25         Augmented BNF for the SIP Protocol ..................  219
   25.1       Basic Rules .........................................  219
   26         Security Considerations: Threat Model and Security
              Usage Recommendations ...............................  232
   26.1       Attacks and Threat Models ...........................  233
   26.1.1     Registration Hijacking ..............................  233
   26.1.2     Impersonating a Server ..............................  234
   26.1.3     Tampering with Message Bodies .......................  235
   26.1.4     Tearing Down Sessions ...............................  235



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   26.1.5     Denial of Service and Amplification .................  236
   26.2       Security Mechanisms .................................  237
   26.2.1     Transport and Network Layer Security ................  238
   26.2.2     SIPS URI Scheme .....................................  239
   26.2.3     HTTP Authentication .................................  240
   26.2.4     S/MIME ..............................................  240
   26.3       Implementing Security Mechanisms ....................  241
   26.3.1     Requirements for Implementers of SIP ................  241
   26.3.2     Security Solutions ..................................  242
   26.3.2.1   Registration ........................................  242
   26.3.2.2   Interdomain Requests ................................  243
   26.3.2.3   Peer-to-Peer Requests ...............................  245
   26.3.2.4   DoS Protection ......................................  246
   26.4       Limitations .........................................  247
   26.4.1     HTTP Digest .........................................  247
   26.4.2     S/MIME ..............................................  248
   26.4.3     TLS .................................................  249
   26.4.4     SIPS URIs ...........................................  249
   26.5       Privacy .............................................  251
   27         IANA Considerations .................................  252
   27.1       Option Tags .........................................  252
   27.2       Warn-Codes ..........................................  252
   27.3       Header Field Names ..................................  253
   27.4       Method and Response Codes ...........................  253
   27.5       The "message/sip" MIME type.  .......................  254
   27.6       New Content-Disposition Parameter Registrations .....  255
   28         Changes From RFC 2543 ...............................  255
   28.1       Major Functional Changes ............................  255
   28.2       Minor Functional Changes ............................  260
   29         Normative References ................................  261
   30         Informative References ..............................  262
   A          Table of Timer Values ...............................  265
   Acknowledgments ................................................  266
   Authors' Addresses .............................................  267
   Full Copyright Statement .......................................  269

1 Introduction

   There are many applications of the Internet that require the creation
   and management of a session, where a session is considered an
   exchange of data between an association of participants.  The
   implementation of these applications is complicated by the practices
   of participants: users may move between endpoints, they may be
   addressable by multiple names, and they may communicate in several
   different media - sometimes simultaneously.  Numerous protocols have
   been authored that carry various forms of real-time multimedia
   session data such as voice, video, or text messages.  The Session
   Initiation Protocol (SIP) works in concert with these protocols by



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RFC 3261            SIP: Session Initiation Protocol           June 2002


   enabling Internet endpoints (called user agents) to discover one
   another and to agree on a characterization of a session they would
   like to share.  For locating prospective session participants, and
   for other functions, SIP enables the creation of an infrastructure of
   network hosts (called proxy servers) to which user agents can send
   registrations, invitations to sessions, and other requests.  SIP is
   an agile, general-purpose tool for creating, modifying, and
   terminating sessions that works independently of underlying transport
   protocols and without dependency on the type of session that is being
   established.

2 Overview of SIP Functionality

   SIP is an application-layer control protocol that can establish,
   modify, and terminate multimedia sessions (conferences) such as
   Internet telephony calls.  SIP can also invite participants to
   already existing sessions, such as multicast conferences.  Media can
   be added to (and removed from) an existing session.  SIP
   transparently supports name mapping and redirection services, which
   supports personal mobility [27] - users can maintain a single
   externally visible identifier regardless of their network location.

   SIP supports five facets of establishing and terminating multimedia
   communications:

      User location: determination of the end system to be used for
           communication;

      User availability: determination of the willingness of the called
           party to engage in communications;

      User capabilities: determination of the media and media parameters
           to be used;

      Session setup: "ringing", establishment of session parameters at
           both called and calling party;

      Session management: including transfer and termination of
           sessions, modifying session parameters, and invoking
           services.

   SIP is not a vertically integrated communications system.  SIP is
   rather a component that can be used with other IETF protocols to
   build a complete multimedia architecture.  Typically, these
   architectures will include protocols such as the Real-time Transport
   Protocol (RTP) (RFC 1889 [28]) for transporting real-time data and
   providing QoS feedback, the Real-Time streaming protocol (RTSP) (RFC
   2326 [29]) for controlling delivery of streaming media, the Media



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   Gateway Control Protocol (MEGACO) (RFC 3015 [30]) for controlling
   gateways to the Public Switched Telephone Network (PSTN), and the
   Session Description Protocol (SDP) (RFC 2327 [1]) for describing
   multimedia sessions.  Therefore, SIP should be used in conjunction
   with other protocols in order to provide complete services to the
   users.  However, the basic functionality and operation of SIP does
   not depend on any of these protocols.

   SIP does not provide services.  Rather, SIP provides primitives that
   can be used to implement different services.  For example, SIP can
   locate a user and deliver an opaque object to his current location.
   If this primitive is used to deliver a session description written in
   SDP, for instance, the endpoints can agree on the parameters of a
   session.  If the same primitive is used to deliver a photo of the
   caller as well as the session description, a "caller ID" service can
   be easily implemented.  As this example shows, a single primitive is
   typically used to provide several different services.

   SIP does not offer conference control services such as floor control
   or voting and does not prescribe how a conference is to be managed.
   SIP can be used to initiate a session that uses some other conference
   control protocol.  Since SIP messages and the sessions they establish
   can pass through entirely different networks, SIP cannot, and does
   not, provide any kind of network resource reservation capabilities.

   The nature of the services provided make security particularly
   important.  To that end, SIP provides a suite of security services,
   which include denial-of-service prevention, authentication (both user
   to user and proxy to user), integrity protection, and encryption and
   privacy services.

   SIP works with both IPv4 and IPv6.

3 Terminology

   In this document, the key words "MUST", "MUST NOT", "REQUIRED",
   "SHALL", "SHALL NOT", "SHOULD", "SHOULD NOT", "RECOMMENDED", "NOT
   RECOMMENDED", "MAY", and "OPTIONAL" are to be interpreted as
   described in BCP 14, RFC 2119 [2] and indicate requirement levels for
   compliant SIP implementations.

4 Overview of Operation

   This section introduces the basic operations of SIP using simple
   examples.  This section is tutorial in nature and does not contain
   any normative statements.





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   The first example shows the basic functions of SIP: location of an
   end point, signal of a desire to communicate, negotiation of session
   parameters to establish the session, and teardown of the session once
   established.

   Figure 1 shows a typical example of a SIP message exchange between
   two users, Alice and Bob.  (Each message is labeled with the letter
   "F" and a number for reference by the text.)  In this example, Alice
   uses a SIP application on her PC (referred to as a softphone) to call
   Bob on his SIP phone over the Internet.  Also shown are two SIP proxy
   servers that act on behalf of Alice and Bob to facilitate the session
   establishment.  This typical arrangement is often referred to as the
   "SIP trapezoid" as shown by the geometric shape of the dotted lines
   in Figure 1.

   Alice "calls" Bob using his SIP identity, a type of Uniform Resource
   Identifier (URI) called a SIP URI. SIP URIs are defined in Section
   19.1.  It has a similar form to an email address, typically
   containing a username and a host name.  In this case, it is
   sip:bob@biloxi.com, where biloxi.com is the domain of Bob's SIP
   service provider.  Alice has a SIP URI of sip:alice@atlanta.com.
   Alice might have typed in Bob's URI or perhaps clicked on a hyperlink
   or an entry in an address book.  SIP also provides a secure URI,
   called a SIPS URI.  An example would be sips:bob@biloxi.com.  A call
   made to a SIPS URI guarantees that secure, encrypted transport
   (namely TLS) is used to carry all SIP messages from the caller to the
   domain of the callee.  From there, the request is sent securely to
   the callee, but with security mechanisms that depend on the policy of
   the domain of the callee.

   SIP is based on an HTTP-like request/response transaction model.
   Each transaction consists of a request that invokes a particular
   method, or function, on the server and at least one response.  In
   this example, the transaction begins with Alice's softphone sending
   an INVITE request addressed to Bob's SIP URI.  INVITE is an example
   of a SIP method that specifies the action that the requestor (Alice)
   wants the server (Bob) to take.  The INVITE request contains a number
   of header fields.  Header fields are named attributes that provide
   additional information about a message.  The ones present in an
   INVITE include a unique identifier for the call, the destination
   address, Alice's address, and information about the type of session
   that Alice wishes to establish with Bob.  The INVITE (message F1 in
   Figure 1) might look like this:








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                     atlanta.com  . . . biloxi.com
                 .      proxy              proxy     .
               .                                       .
       Alice's  . . . . . . . . . . . . . . . . . . . .  Bob's
      softphone                                        SIP Phone
         |                |                |                |
         |    INVITE F1   |                |                |
         |--------------->|    INVITE F2   |                |
         |  100 Trying F3 |--------------->|    INVITE F4   |
         |<---------------|  100 Trying F5 |--------------->|
         |                |<-------------- | 180 Ringing F6 |
         |                | 180 Ringing F7 |<---------------|
         | 180 Ringing F8 |<---------------|     200 OK F9  |
         |<---------------|    200 OK F10  |<---------------|
         |    200 OK F11  |<---------------|                |
         |<---------------|                |                |
         |                       ACK F12                    |
         |------------------------------------------------->|
         |                   Media Session                  |
         |<================================================>|
         |                       BYE F13                    |
         |<-------------------------------------------------|
         |                     200 OK F14                   |
         |------------------------------------------------->|
         |                                                  |

         Figure 1: SIP session setup example with SIP trapezoid

      INVITE sip:bob@biloxi.com SIP/2.0
      Via: SIP/2.0/UDP pc33.atlanta.com;branch=z9hG4bK776asdhds
      Max-Forwards: 70
      To: Bob <sip:bob@biloxi.com>
      From: Alice <sip:alice@atlanta.com>;tag=1928301774
      Call-ID: a84b4c76e66710@pc33.atlanta.com
      CSeq: 314159 INVITE
      Contact: <sip:alice@pc33.atlanta.com>
      Content-Type: application/sdp
      Content-Length: 142

      (Alice's SDP not shown)

   The first line of the text-encoded message contains the method name
   (INVITE).  The lines that follow are a list of header fields.  This
   example contains a minimum required set.  The header fields are
   briefly described below:






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   Via contains the address (pc33.atlanta.com) at which Alice is
   expecting to receive responses to this request.  It also contains a
   branch parameter that identifies this transaction.

   To contains a display name (Bob) and a SIP or SIPS URI
   (sip:bob@biloxi.com) towards which the request was originally
   directed.  Display names are described in RFC 2822 [3].

   From also contains a display name (Alice) and a SIP or SIPS URI
   (sip:alice@atlanta.com) that indicate the originator of the request.
   This header field also has a tag parameter containing a random string
   (1928301774) that was added to the URI by the softphone.  It is used
   for identification purposes.

   Call-ID contains a globally unique identifier for this call,
   generated by the combination of a random string and the softphone's
   host name or IP address.  The combination of the To tag, From tag,
   and Call-ID completely defines a peer-to-peer SIP relationship
   between Alice and Bob and is referred to as a dialog.

   CSeq or Command Sequence contains an integer and a method name.  The
   CSeq number is incremented for each new request within a dialog and
   is a traditional sequence number.

   Contact contains a SIP or SIPS URI that represents a direct route to
   contact Alice, usually composed of a username at a fully qualified
   domain name (FQDN).  While an FQDN is preferred, many end systems do
   not have registered domain names, so IP addresses are permitted.
   While the Via header field tells other elements where to send the
   response, the Contact header field tells other elements where to send
   future requests.

   Max-Forwards serves to limit the number of hops a request can make on
   the way to its destination.  It consists of an integer that is
   decremented by one at each hop.

   Content-Type contains a description of the message body (not shown).

   Content-Length contains an octet (byte) count of the message body.

   The complete set of SIP header fields is defined in Section 20.

   The details of the session, such as the type of media, codec, or
   sampling rate, are not described using SIP.  Rather, the body of a
   SIP message contains a description of the session, encoded in some
   other protocol format.  One such format is the Session Description
   Protocol (SDP) (RFC 2327 [1]).  This SDP message (not shown in the




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   example) is carried by the SIP message in a way that is analogous to
   a document attachment being carried by an email message, or a web
   page being carried in an HTTP message.

   Since the softphone does not know the location of Bob or the SIP
   server in the biloxi.com domain, the softphone sends the INVITE to
   the SIP server that serves Alice's domain, atlanta.com.  The address
   of the atlanta.com SIP server could have been configured in Alice's
   softphone, or it could have been discovered by DHCP, for example.

   The atlanta.com SIP server is a type of SIP server known as a proxy
   server.  A proxy server receives SIP requests and forwards them on
   behalf of the requestor.  In this example, the proxy server receives
   the INVITE request and sends a 100 (Trying) response back to Alice's
   softphone.  The 100 (Trying) response indicates that the INVITE has
   been received and that the proxy is working on her behalf to route
   the INVITE to the destination.  Responses in SIP use a three-digit
   code followed by a descriptive phrase.  This response contains the
   same To, From, Call-ID, CSeq and branch parameter in the Via as the
   INVITE, which allows Alice's softphone to correlate this response to
   the sent INVITE.  The atlanta.com proxy server locates the proxy
   server at biloxi.com, possibly by performing a particular type of DNS
   (Domain Name Service) lookup to find the SIP server that serves the
   biloxi.com domain.  This is described in [4].  As a result, it
   obtains the IP address of the biloxi.com proxy server and forwards,
   or proxies, the INVITE request there.  Before forwarding the request,
   the atlanta.com proxy server adds an additional Via header field
   value that contains its own address (the INVITE already contains
   Alice's address in the first Via).  The biloxi.com proxy server
   receives the INVITE and responds with a 100 (Trying) response back to
   the atlanta.com proxy server to indicate that it has received the
   INVITE and is processing the request.  The proxy server consults a
   database, generically called a location service, that contains the
   current IP address of Bob.  (We shall see in the next section how
   this database can be populated.)  The biloxi.com proxy server adds
   another Via header field value with its own address to the INVITE and
   proxies it to Bob's SIP phone.

   Bob's SIP phone receives the INVITE and alerts Bob to the incoming
   call from Alice so that Bob can decide whether to answer the call,
   that is, Bob's phone rings.  Bob's SIP phone indicates this in a 180
   (Ringing) response, which is routed back through the two proxies in
   the reverse direction.  Each proxy uses the Via header field to
   determine where to send the response and removes its own address from
   the top.  As a result, although DNS and location service lookups were
   required to route the initial INVITE, the 180 (Ringing) response can
   be returned to the caller without lookups or without state being




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   maintained in the proxies.  This also has the desirable property that
   each proxy that sees the INVITE will also see all responses to the
   INVITE.

   When Alice's softphone receives the 180 (Ringing) response, it passes
   this information to Alice, perhaps using an audio ringback tone or by
   displaying a message on Alice's screen.

   In this example, Bob decides to answer the call.  When he picks up
   the handset, his SIP phone sends a 200 (OK) response to indicate that
   the call has been answered.  The 200 (OK) contains a message body
   with the SDP media description of the type of session that Bob is
   willing to establish with Alice.  As a result, there is a two-phase
   exchange of SDP messages: Alice sent one to Bob, and Bob sent one
   back to Alice.  This two-phase exchange provides basic negotiation
   capabilities and is based on a simple offer/answer model of SDP
   exchange.  If Bob did not wish to answer the call or was busy on
   another call, an error response would have been sent instead of the
   200 (OK), which would have resulted in no media session being
   established.  The complete list of SIP response codes is in Section
   21.  The 200 (OK) (message F9 in Figure 1) might look like this as
   Bob sends it out:

      SIP/2.0 200 OK
      Via: SIP/2.0/UDP server10.biloxi.com
         ;branch=z9hG4bKnashds8;received=192.0.2.3
      Via: SIP/2.0/UDP bigbox3.site3.atlanta.com
         ;branch=z9hG4bK77ef4c2312983.1;received=192.0.2.2
      Via: SIP/2.0/UDP pc33.atlanta.com
         ;branch=z9hG4bK776asdhds ;received=192.0.2.1
      To: Bob <sip:bob@biloxi.com>;tag=a6c85cf
      From: Alice <sip:alice@atlanta.com>;tag=1928301774
      Call-ID: a84b4c76e66710@pc33.atlanta.com
      CSeq: 314159 INVITE
      Contact: <sip:bob@192.0.2.4>
      Content-Type: application/sdp
      Content-Length: 131

      (Bob's SDP not shown)

   The first line of the response contains the response code (200) and
   the reason phrase (OK).  The remaining lines contain header fields.
   The Via, To, From, Call-ID, and CSeq header fields are copied from
   the INVITE request.  (There are three Via header field values - one
   added by Alice's SIP phone, one added by the atlanta.com proxy, and
   one added by the biloxi.com proxy.)  Bob's SIP phone has added a tag
   parameter to the To header field.  This tag will be incorporated by
   both endpoints into the dialog and will be included in all future



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   requests and responses in this call.  The Contact header field
   contains a URI at which Bob can be directly reached at his SIP phone.
   The Content-Type and Content-Length refer to the message body (not
   shown) that contains Bob's SDP media information.

   In addition to DNS and location service lookups shown in this
   example, proxy servers can make flexible "routing decisions" to
   decide where to send a request.  For example, if Bob's SIP phone
   returned a 486 (Busy Here) response, the biloxi.com proxy server
   could proxy the INVITE to Bob's voicemail server.  A proxy server can
   also send an INVITE to a number of locations at the same time.  This
   type of parallel search is known as forking.

   In this case, the 200 (OK) is routed back through the two proxies and
   is received by Alice's softphone, which then stops the ringback tone
   and indicates that the call has been answered.  Finally, Alice's
   softphone sends an acknowledgement message, ACK, to Bob's SIP phone
   to confirm the reception of the final response (200 (OK)).  In this
   example, the ACK is sent directly from Alice's softphone to Bob's SIP
   phone, bypassing the two proxies.  This occurs because the endpoints
   have learned each other's address from the Contact header fields
   through the INVITE/200 (OK) exchange, which was not known when the
   initial INVITE was sent.  The lookups performed by the two proxies
   are no longer needed, so the proxies drop out of the call flow.  This
   completes the INVITE/200/ACK three-way handshake used to establish
   SIP sessions.  Full details on session setup are in Section 13.

   Alice and Bob's media session has now begun, and they send media
   packets using the format to which they agreed in the exchange of SDP.
   In general, the end-to-end media packets take a different path from
   the SIP signaling messages.

   During the session, either Alice or Bob may decide to change the
   characteristics of the media session.  This is accomplished by
   sending a re-INVITE containing a new media description.  This re-
   INVITE references the existing dialog so that the other party knows
   that it is to modify an existing session instead of establishing a
   new session.  The other party sends a 200 (OK) to accept the change.
   The requestor responds to the 200 (OK) with an ACK.  If the other
   party does not accept the change, he sends an error response such as
   488 (Not Acceptable Here), which also receives an ACK.  However, the
   failure of the re-INVITE does not cause the existing call to fail -
   the session continues using the previously negotiated
   characteristics.  Full details on session modification are in Section
   14.






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   At the end of the call, Bob disconnects (hangs up) first and
   generates a BYE message.  This BYE is routed directly to Alice's
   softphone, again bypassing the proxies.  Alice confirms receipt of
   the BYE with a 200 (OK) response, which terminates the session and
   the BYE transaction.  No ACK is sent - an ACK is only sent in
   response to a response to an INVITE request.  The reasons for this
   special handling for INVITE will be discussed later, but relate to
   the reliability mechanisms in SIP, the length of time it can take for
   a ringing phone to be answered, and forking.  For this reason,
   request handling in SIP is often classified as either INVITE or non-
   INVITE, referring to all other methods besides INVITE.  Full details
   on session termination are in Section 15.

   Section 24.2 describes the messages shown in Figure 1 in full.

   In some cases, it may be useful for proxies in the SIP signaling path
   to see all the messaging between the endpoints for the duration of
   the session.  For example, if the biloxi.com proxy server wished to
   remain in the SIP messaging path beyond the initial INVITE, it would
   add to the INVITE a required routing header field known as Record-
   Route that contained a URI resolving to the hostname or IP address of
   the proxy.  This information would be received by both Bob's SIP
   phone and (due to the Record-Route header field being passed back in
   the 200 (OK)) Alice's softphone and stored for the duration of the
   dialog.  The biloxi.com proxy server would then receive and proxy the
   ACK, BYE, and 200 (OK) to the BYE.  Each proxy can independently
   decide to receive subsequent messages, and those messages will pass
   through all proxies that elect to receive it.  This capability is
   frequently used for proxies that are providing mid-call features.

   Registration is another common operation in SIP.  Registration is one
   way that the biloxi.com server can learn the current location of Bob.
   Upon initialization, and at periodic intervals, Bob's SIP phone sends
   REGISTER messages to a server in the biloxi.com domain known as a SIP
   registrar.  The REGISTER messages associate Bob's SIP or SIPS URI
   (sip:bob@biloxi.com) with the machine into which he is currently
   logged (conveyed as a SIP or SIPS URI in the Contact header field).
   The registrar writes this association, also called a binding, to a
   database, called the location service, where it can be used by the
   proxy in the biloxi.com domain.  Often, a registrar server for a
   domain is co-located with the proxy for that domain.  It is an
   important concept that the distinction between types of SIP servers
   is logical, not physical.

   Bob is not limited to registering from a single device.  For example,
   both his SIP phone at home and the one in the office could send
   registrations.  This information is stored together in the location




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   service and allows a proxy to perform various types of searches to
   locate Bob.  Similarly, more than one user can be registered on a
   single device at the same time.

   The location service is just an abstract concept.  It generally
   contains information that allows a proxy to input a URI and receive a
   set of zero or more URIs that tell the proxy where to send the
   request.  Registrations are one way to create this information, but
   not the only way.  Arbitrary mapping functions can be configured at
   the discretion of the administrator.

   Finally, it is important to note that in SIP, registration is used
   for routing incoming SIP requests and has no role in authorizing
   outgoing requests.  Authorization and authentication are handled in
   SIP either on a request-by-request basis with a challenge/response
   mechanism, or by using a lower layer scheme as discussed in Section
   26.

   The complete set of SIP message details for this registration example
   is in Section 24.1.

   Additional operations in SIP, such as querying for the capabilities
   of a SIP server or client using OPTIONS, or canceling a pending
   request using CANCEL, will be introduced in later sections.

5 Structure of the Protocol

   SIP is structured as a layered protocol, which means that its
   behavior is described in terms of a set of fairly independent
   processing stages with only a loose coupling between each stage.  The
   protocol behavior is described as layers for the purpose of
   presentation, allowing the description of functions common across
   elements in a single section.  It does not dictate an implementation
   in any way.  When we say that an element "contains" a layer, we mean
   it is compliant to the set of rules defined by that layer.

   Not every element specified by the protocol contains every layer.
   Furthermore, the elements specified by SIP are logical elements, not
   physical ones.  A physical realization can choose to act as different
   logical elements, perhaps even on a transaction-by-transaction basis.

   The lowest layer of SIP is its syntax and encoding.  Its encoding is
   specified using an augmented Backus-Naur Form grammar (BNF).  The
   complete BNF is specified in Section 25; an overview of a SIP
   message's structure can be found in Section 7.






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   The second layer is the transport layer.  It defines how a client
   sends requests and receives responses and how a server receives
   requests and sends responses over the network.  All SIP elements
   contain a transport layer.  The transport layer is described in
   Section 18.

   The third layer is the transaction layer.  Transactions are a
   fundamental component of SIP.  A transaction is a request sent by a
   client transaction (using the transport layer) to a server
   transaction, along with all responses to that request sent from the
   server transaction back to the client.  The transaction layer handles
   application-layer retransmissions, matching of responses to requests,
   and application-layer timeouts.  Any task that a user agent client
   (UAC) accomplishes takes place using a series of transactions.
   Discussion of transactions can be found in Section 17.  User agents
   contain a transaction layer, as do stateful proxies.  Stateless
   proxies do not contain a transaction layer.  The transaction layer
   has a client component (referred to as a client transaction) and a
   server component (referred to as a server transaction), each of which
   are represented by a finite state machine that is constructed to
   process a particular request.

   The layer above the transaction layer is called the transaction user
   (TU).  Each of the SIP entities, except the stateless proxy, is a
   transaction user.  When a TU wishes to send a request, it creates a
   client transaction instance and passes it the request along with the
   destination IP address, port, and transport to which to send the
   request.  A TU that creates a client transaction can also cancel it.
   When a client cancels a transaction, it requests that the server stop
   further processing, revert to the state that existed before the
   transaction was initiated, and generate a specific error response to
   that transaction.  This is done with a CANCEL request, which
   constitutes its own transaction, but references the transaction to be
   cancelled (Section 9).

   The SIP elements, that is, user agent clients and servers, stateless
   and stateful proxies and registrars, contain a core that
   distinguishes them from each other.  Cores, except for the stateless
   proxy, are transaction users.  While the behavior of the UAC and UAS
   cores depends on the method, there are some common rules for all
   methods (Section 8).  For a UAC, these rules govern the construction
   of a request; for a UAS, they govern the processing of a request and
   generating a response.  Since registrations play an important role in
   SIP, a UAS that handles a REGISTER is given the special name
   registrar.  Section 10 describes UAC and UAS core behavior for the
   REGISTER method.  Section 11 describes UAC and UAS core behavior for
   the OPTIONS method, used for determining the capabilities of a UA.




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   Certain other requests are sent within a dialog.  A dialog is a
   peer-to-peer SIP relationship between two user agents that persists
   for some time.  The dialog facilitates sequencing of messages and
   proper routing of requests between the user agents.  The INVITE
   method is the only way defined in this specification to establish a
   dialog.  When a UAC sends a request that is within the context of a
   dialog, it follows the common UAC rules as discussed in Section 8 but
   also the rules for mid-dialog requests.  Section 12 discusses dialogs
   and presents the procedures for their construction and maintenance,
   in addition to construction of requests within a dialog.

   The most important method in SIP is the INVITE method, which is used
   to establish a session between participants.  A session is a
   collection of participants, and streams of media between them, for
   the purposes of communication.  Section 13 discusses how sessions are
   initiated, resulting in one or more SIP dialogs.  Section 14
   discusses how characteristics of that session are modified through
   the use of an INVITE request within a dialog.  Finally, section 15
   discusses how a session is terminated.

   The procedures of Sections 8, 10, 11, 12, 13, 14, and 15 deal
   entirely with the UA core (Section 9 describes cancellation, which
   applies to both UA core and proxy core).  Section 16 discusses the
   proxy element, which facilitates routing of messages between user
   agents.

6 Definitions

   The following terms have special significance for SIP.

      Address-of-Record: An address-of-record (AOR) is a SIP or SIPS URI
         that points to a domain with a location service that can map
         the URI to another URI where the user might be available.
         Typically, the location service is populated through
         registrations.  An AOR is frequently thought of as the "public
         address" of the user.

      Back-to-Back User Agent: A back-to-back user agent (B2BUA) is a
         logical entity that receives a request and processes it as a
         user agent server (UAS).  In order to determine how the request
         should be answered, it acts as a user agent client (UAC) and
         generates requests.  Unlike a proxy server, it maintains dialog
         state and must participate in all requests sent on the dialogs
         it has established.  Since it is a concatenation of a UAC and
         UAS, no explicit definitions are needed for its behavior.






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      Call: A call is an informal term that refers to some communication
         between peers, generally set up for the purposes of a
         multimedia conversation.

      Call Leg: Another name for a dialog [31]; no longer used in this
         specification.

      Call Stateful: A proxy is call stateful if it retains state for a
         dialog from the initiating INVITE to the terminating BYE
         request.  A call stateful proxy is always transaction stateful,
         but the converse is not necessarily true.

      Client: A client is any network element that sends SIP requests
         and receives SIP responses.  Clients may or may not interact
         directly with a human user.  User agent clients and proxies are
         clients.

      Conference: A multimedia session (see below) that contains
         multiple participants.

      Core: Core designates the functions specific to a particular type
         of SIP entity, i.e., specific to either a stateful or stateless
         proxy, a user agent or registrar.  All cores, except those for
         the stateless proxy, are transaction users.

      Dialog: A dialog is a peer-to-peer SIP relationship between two
         UAs that persists for some time.  A dialog is established by
         SIP messages, such as a 2xx response to an INVITE request.  A
         dialog is identified by a call identifier, local tag, and a
         remote tag.  A dialog was formerly known as a call leg in RFC
         2543.

      Downstream: A direction of message forwarding within a transaction
         that refers to the direction that requests flow from the user
         agent client to user agent server.

      Final Response: A response that terminates a SIP transaction, as
         opposed to a provisional response that does not.  All 2xx, 3xx,
         4xx, 5xx and 6xx responses are final.

      Header: A header is a component of a SIP message that conveys
         information about the message.  It is structured as a sequence
         of header fields.

      Header Field: A header field is a component of the SIP message
         header.  A header field can appear as one or more header field
         rows. Header field rows consist of a header field name and zero
         or more header field values. Multiple header field values on a



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         given header field row are separated by commas. Some header
         fields can only have a single header field value, and as a
         result, always appear as a single header field row.

      Header Field Value: A header field value is a single value; a
         header field consists of zero or more header field values.

      Home Domain: The domain providing service to a SIP user.
         Typically, this is the domain present in the URI in the
         address-of-record of a registration.

      Informational Response: Same as a provisional response.

      Initiator, Calling Party, Caller: The party initiating a session
         (and dialog) with an INVITE request.  A caller retains this
         role from the time it sends the initial INVITE that established
         a dialog until the termination of that dialog.

      Invitation: An INVITE request.

      Invitee, Invited User, Called Party, Callee: The party that
         r

  


  
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